IM Deals - Investment Management Deals Blog - Seward & Kissel LLP

Prudential Acquires Wadhwani Asset Management

On November 13, 2018, Prudential Financial’s PGIM announced its acquisition of Wadhwani Asset Management.

Brown Advisory Acquires Signature Family Wealth Advisors

On November 16, 2018, Brown Advisory announced that it had acquired Signature Family Wealth Advisors.

LibreMax to Acquire KCAP Financial Businesses

On November 9, 2018, KCAP Financial, Inc. announced an agreement with LibreMax in which the latter would acquire KCAP Financial’s wholly-owned asset management subsidiaries.

Sandler O’Neill Monthly Asset Management Report – October 2018

Sandler O’Neill + Partners, L.P. published its Monthly Asset Management Report for October 2018, which analyzes general industry information and transaction highlights.

To read the Report, please click here.

First Midwest Bancorp to Acquire Northern Oak

On November 8, 2018, First Midwest Bancorp announced that it had entered into an agreement to acquire Northern Oak Wealth Management.

Goldman Sachs to Acquire Rocaton Investment Advisors

On November 8, 2018, Goldman Sachs Asset Management announced an agreement to acquire Rocaton Investment Advisors.

Mercer Advisors Acquires Beacon Wealth Management

On November 5, 2018, Mercer Advisors announced that it had acquired Beacon Wealth Management.

Citizens Financial to Acquire Clarfeld Financial Advisors

On November 5, 2018, Citizens Financial Group announced that it had entered into a definitive agreement to purchase Clarfeld Financial Advisors.

Victory Capital to Acquire USAA Asset Management

On November 6, 2018, Victory Capital announced that it had entered into a definitive purchase agreement to acquire USAA Asset Management Company.

Schroders and Lloyds to Form Strategic Partnership

On October 23, 2018, Schroders and Lloyds announced an agreement to enter into a strategic partnership.